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Requirements for Certain Types of Research

Applicants’ Role

NSERC requires applicants and grant/award holders to comply with the This link will take you to another Web site Tri-Agency Framework: Responsible Conduct of Research (RCR Framework).

Section 2.4 of the Framework sets out the Agencies’ requirements for certain types of research as follows:

Researchers must comply with all applicable Agency requirements and legislation for the conduct of research, including, but not limited to:

As stated in the Terms and Conditions for NSERC grants/awards, grant/award holders must promptly advise NSERC and institutional authorities if, during the course of a grant or award, the nature of the research activities change substantially such that the activities may require review and approval.

Institutions’ Role

In accordance with section 2.a)ii) of the This link will take you to another Web site Agreement on the Administration of Agency Grants and Awards by Research Institutions (Institutional Agreement), institutions must develop and implement effective policies, administrative systems, procedures and controls to ensure that research activities which are subject to Section 2.4 of the Framework are reviewed and approved by the appropriate authorities, either external or internal to the institution, before the funds for the activities are released to the grantee. 

NSERC’s Role

Through the Secretariat on Responsible Conduct of Research, allegations of breaches of Agency policies are received and reviewed in accordance with the RCR Framework. NSERC monitors adherence to the Institutional Agreement as part of its regular monitoring reviews.

In addition, NSERC will review research involving either the use of human pluripotent stem cells or certain types of activities (either on federal lands or outside of Canada). NSERC will release funds to the institution only after it has concluded that the research activities are acceptable under either This link will take you to another Web site Chapter 12, Section F of the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans (TCPS 2), or the This link will take you to another Web site Canadian Environmental Assessment Act, 2012 (CEAA 2012), as appropriate.  NSERC is also responsible for complying with the laws and regulations governing controlled goods and information.

Research Involving Human Pluripotent Stem Cells

NSERC applications involving the use of human pluripotent stem cells that are conditionally approved for funding will be forwarded to the This link will take you to another Web site Stem Cell Oversight Committee (SCOC) of CIHR. This will supplement the normal review by local Research Ethics Boards (REBs).

A list of This link will take you to another Web site Frequently Asked Questions is posted on the CIHR website.

Research Requiring Environmental Review or Assessment

The Environmental Information Form (Appendix A) may be required. For more information, consult NSERC’s Guidelines on Environmental Review and Assessment.

Research Involving the Use of Animals or Biohazards

“Animal” is defined in the This link will take you to another Web site Institutional Agreement as a vertebrate or a cephalopod. NSERC collects information on the use of animals and biohazards in research projects for information only; questions regarding certification requirements in these areas should be directed to the Institution.

Research Involving the Use of Controlled Goods or Information

Some research in the natural sciences and engineering may be subject to export controls administered by Global Affairs Canada. Applications for funding may not contain controlled information. For more information, see the Policy on Research Involving Controlled Goods and Information.

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